REGULATION

The framework
we operate inside.

Licensing, capital, and how your money is held. Written plainly, so you can decide whether we meet the bar you set for a counterparty.

Licensed Segregated Audited Reported
Segregated client fundsTier-one custodiansDaily reconciliationIndependently auditedBest-execution reviewedInvestor compensation coverCapital adequacy > minimumMonthly regulatory reportingSegregated client fundsTier-one custodiansDaily reconciliationIndependently auditedBest-execution reviewedInvestor compensation coverCapital adequacy > minimumMonthly regulatory reporting
Our position

Regulation is not a badge. It is a way of working.

A licence on a footer is easy. What matters is how a firm behaves in the ordinary week — how it holds client money, how it reports, how it answers when a regulator or a client asks a hard question.

We would rather be dull about this. What follows is the framework we operate inside, and the specific protections that apply to every account on our platform.

0%

Segregated

0/7

Reconciliation

T0

Tier-one banks

0y+

Under supervision

Four pillars

What our licence actually means.

01

Licensed and supervised

Iron Bridge Markets operates under supervision from a recognised European financial regulator. Our licence covers reception, transmission and execution of client orders across the instruments listed on our platform.

02

Segregated client funds

Client money sits in segregated accounts at tier-one banks, kept separate from our operating capital. Your balance is your balance, and cannot be used to fund the business under any circumstance.

03

Capital adequacy

We hold regulatory capital well above the minimum required for our licence category, reviewed and reported to our regulator on a rolling basis.

04

Independent audit

Our financials are audited annually by an independent firm. Our order handling and best-execution policies are reviewed on the same cadence.

Client funds

Your balance is your balance.

We hold client money in segregated accounts at tier-one banks, reconciled daily. It is never mixed with the money that runs the business, and it cannot be lent, pledged or otherwise used by Iron Bridge.

YouSegregated client account
Segregated client accountTier-one custodian bank
DailyReconciled to the cent

Segregated accounts

Client funds sit in named client-money accounts, legally separate from ours.

Tier-one banking

We custody with regulated banks that meet strict capital requirements.

Daily reconciliation

Balances are matched to the cent every business day.

Compensation cover

Eligible balances fall under the applicable investor compensation scheme.

Questions about how we are
regulated?